General information

International sanctions are non-military resources introduced to preserve international peace and security as well as respect for human rights. International sanctions, as legal instruments of international policy, are established by the United Nations (UN) Charter. The sanctions imposed by the UN, the European Union (EU) and other international organizations are implemented against states, natural and legal persons, as well as other entities that violate human rights, cause ethnic, territorial and religious conflicts, promote terrorism, or violate other international standards and principles. 

 

The purpose of international sanctions, also called restrictive measures, is to change the policy and activities of the State concerned, or natural or legal persons. The implementation of the sanction regime is based on the principles of international law, democracy and respect for human rights and fundamental freedoms, but not based on economic interests. International sanctions must be a proportionate measure aimed at actors responsible for a specific policy that is condemned by the international community.

 

Sanctions are also used to achieve regional stability and security, implement export control of strategic goods and fight against international terrorism. Control of the export of strategic goods shall also take into account the foreign policy and national security interests of the Slovak Republic in the framework of the EU's Common Foreign and Security Policy and the criteria laid down by EU Common Position 2008/944/CFSP, other international organizations, as well as the international regimes in the area of non-proliferation of weapons of mass destruction and other instruments for international export control. 

 

International sanctions are introduced by directly applicable EU regulations and legal instruments of the Government of the Slovak Republic implementing other EU legislation as well as by UN Security Council resolutions and decisions of the Organization for Security and Cooperation in Europe (OSCE). 

 

Types of sanctions: 

  • diplomatic sanctions (expulsion of diplomats, suspension of diplomatic relations, suspension of official visits)
  • commercial sanctions (general sanctions linked to commercial activities)
  • financial sanctions (freezing of assets or economic resources, prohibition of financial transactions, restrictions on export credits or investments)
  • military (arms embargo)
  • traffic sanctions (restriction of land, air or shipping connection)
  • communication sanctions (restriction of post, radio and television)
  • sport and cultural sanctions (e.g. a ban on the start of athletes in events in a sanctioned state, boycott of cultural and sporting events)
  • restrictions on entry into national territory
  • suspension of cooperation with a third country.

 

Arms embargoes: Arms embargoes can be applied to stop the supply of weapons and military equipment to conflict areas or to regimes likely to be used for internal repression or aggression against another country. In this respect, legal instruments imposing an arms embargo usually include: a ban on the sale, supply, transfer or export of arms and related materiel of all types, including weapons and ammunition, military vehicles and spare parts, a prohibition to finance and provide financial and technical assistance, intermediary services and other services related to military activities and the production, maintenance and use of weapons.

 

 

Typically, there are some limited exceptions to these prohibitions, in particular for equipment which can be used for: 

humanitarian or protective purposes

crisis management operations (UN and EU operations, regional organizations such as the African Union)

mine clearance operations.

 

Economic and financial sanctions: They consist of export and import prohibitions (trade sanctions that may apply to specific products such as technological equipment, oil, diamonds), bans on the provision of specific services (intermediary services, financial services, technical assistance), flight bans, investment bans, payments and capital movements or the abolition of customs preferences. Restrictive economic and financial measures, including targeted financial sanctions, must be applied by all persons and entities conducting business in the EU, including non-EU nationals.

 

 

Targeted financial sanctions: The EU often imposes targeted financial sanctions that can be directed to specific persons, groups or entities in charge of policies or actions against which there are reservations. Such sanctions consist of the obligation to freeze all funds and economic resources of target persons and entities and of prohibiting the creation of funds or economic resources directly or indirectly available or otherwise beneficial to those persons and entities. Exceptions are possible under special conditions and in special procedures (e.g. funds needed for basic expenses including payments for food, rent or mortgage, medicines and medical treatment).

 

 

Entry restrictions (visa or travel ban): Third country nationals may be subject to an EU entry ban. Member States are invited to take all necessary measures to prevent persons on the list from entering or crossing their territories. There are exceptions to the visa ban or travel ban when it comes to humanitarian or other reasons, or so that Member States' obligations under international law are respected.

 

 

Targeted sanctions as a tool in the fight against terrorism: The UN and the EU apply sanctions in the context of UNSC Resolutions No. 1267/1999 and 1373/2001. Measures are taken against individuals and groups listed in the "Terrorist sanction lists" of the UN and the EU. The UN and the EU also apply sanctions against Al-Qaeda and the Taliban.

 

Legislation and state authorities of the Slovak Republic for the application of international sanctions 

 

 

On 1 February 2018, the National Council of the Slovak Republic approved a government bill amending Act No. 297/2008 Coll. on Protection against the Legalization of Criminal Proceeds and on Protection against Financing of Terrorism and on amendments and supplements to certain Acts, as amended, and amending and supplementing certain acts. This Act also amends Act No. 289/2016 Coll. on the Implementation of International Sanctions and on the amendment to Act No. 566/2001 Coll. on Securities and Investment Services and on amendments and supplements to certain acts (the Securities Act), as amended. 

 

Act No. 289/2016 Coll. regulates in particular the execution of international sanctions, the competence, powers, tasks and responsibilities of state administration bodies in ensuring the implementation of international sanctions, filing a proposal for inclusion of natural persons or legal entities in the list of sanctioned persons, filing a proposal for the removal of natural persons or legal entities from the list of sanctioned persons and restricting the implementation of international sanctions

 

The Act will enter into force on 15 March 2018.

 

 

Contacts to relevant state authorities:

Ministry of Economy of the Slovak Republic 

Mierová 19, 827 15 Bratislava 212

Tel.: 00421 2 4854 1111

Fax: 00421 2 4333 7827

www.economy.gov.sk

 

Ministry of Transport, Construction and Regional Development of the Slovak Republic

Námestie slobody 6, P.O.BOX 100

810 05 Bratislava

Slovak Republic

Tel.: 00421 2 5949 4111

Fax: 00421 2 5249 4794

www.telecom.gov.sk

 

Ministry of Culture of the SR

Nám. SNP 33, 813 31 Bratislava

Tel.: 00421 2 20482 111

Fax: 00421 2 20482 271

www.culture.gov.sk

 

Ministry of Education, Science, Research and Sport of the Slovak Republic

Stromová 1, 813 30 Bratislava

Tel.: 00421 2 5937 4111

Fax: 00421 2 5937 4335

www.minedu.sk

 

Ministry of Interior of the Slovak Republic

Pribinova 2, 812 72 Bratislava 1

Tel.: 00421 2 5094 1111

Fax: 00421 2 5094 4397

www.minv.sk

 

Ministry of Labor, Social Affairs and Family of the Slovak Republic

Špitálska 4,6,8

816 43 Bratislava 1

Tel.: 00421 2 2046 0000

www.employment.gov.sk

 

Ministry of Justice of the Slovak Republic

Župné námestie 13, 813 11 Bratislava 1

Tel.: 00421 2 5935 3111

Fax: 00421 2 5935 3600

www.justice.gov.sk

 

Industrial Property Office of the Slovak Republic

Švermova 43, 974 04 Banská Bystrica 4

Tel.: 00421 48 4300 111

www.indprop.gov.sk

 

 

Ministry of Finance of the Slovak Republic

Štefanovičova 5, P.O. BOX 82

817 82 Bratislava

Tel.: 00421 2 5958 1111

Fax: 00421 2 5958 3048

www.finance.gov.sk

 

 

UN sanctions

Sanctions are imposed by the United Nations Security Council (UNSC) in accordance with Chapter VII of the UN Charter: Actions in case of threat to peace, violation of peace and acts of aggression. The UN Charter grants the UNSC powers to decide in a manner binding on all UN members about the restrictive measures needed to preserve or restore international peace and security in case of a threat to peace, disruption or attack. 

 

UN sanctions are a formal expression of the opinion or will of the UN bodies. They generally consist of two clearly defined parts: the preamble and the operative part. The preamble generally sets out the considerations on the basis of which steps have been taken, expressed in the opinion or in the Directive. The operative part discusses the position or measures to be taken by the competent authority. 

 

Subsequently, the EU applies UNSC resolutions, adheres to the conditions of these resolutions, but may also decide to apply other restrictive measures without undue delay. 

 

Consolidated sanctions list

The list includes all persons and entities subject to sanctions imposed by the UNSC. The inclusion of all names in a single list of consolidated sanctions is intended to facilitate the implementation of measures and does not mean that all names are in one mode, nor are the criteria for appointing specific names the same. For each case in which the UNSC has decided to impose sanctions in response to a threat, it operates under the sanction’s mode of the relevant UNSC committee. Therefore, each sanctions committee set up by the UNSC publishes the names of the persons and entities listed in relation to this committee, as well as information regarding specific measures applicable to that name (https://www.un.org/sc/suborg/en/sanctions/information - after clicking on the SANCTIONS section on the top left side).  

 

The current version of the consolidated sanction list is in .xml, .html, and .pdf formats. Member States are required to introduce measures specific to each name as indicated on the relevant Sanctions Committee website – subsidiary UNSC bodies. Comments and questions regarding all sanctions lists, including the UN sanctions list, can be applied through the e-mail address of the secretariat: sc-sanctionslists@un.org.

 

Consolidated list of sanctions 


References to selected resolutions published under Act No. 289/2016 Coll. (in English): 

a) United Nations Security Council Resolution 1267/1999  (ISIL (Da’esh), Al-Qaida, Taliban)

 

And subsequent resolutions: 

Resolution UN 1333 (2000) 

Resolution UN 1452 (2002)
Resolution UN 1455 (2003) 
Resolution UN 1566 (2004)
Resolution UN 1526 (2004) 
Resolution UN 1617 (2005) 
Resolution UN 1735 (2006) 
Resolution UN 1822 (2008) 
Resolution UN 1904 (2009) 
Resolution UN 1988 (2011) - creates a special sanction regime / ´Taliban´ Committee
Resolution UN 1989 (2011) - creates a special sanction regime / ´ISIL (Da’esh) / Al-Qaida´  Committee
Resolution UN 2082 (2012) 
Resolution UN 2083 (2012) 
Resolution UN 2160 (2014) 
Resolution UN 2161 (2014) 
Resolution UN 2170 (2014) 
Resolution UN 2178 (2014) 
Resolution UN 2199 (2015) 
Resolution UN 2253 (2015) 
Resolution UN 2255 (2015) 
Resolution UN 2368 (2017) 
Resolution UN 2396 (2017) 
Resolution UN 2462 (2019) 

 

Summary of the types of measures under 1988 (2011) regime 
 

Analytical summary of resolutions introducing sanctions or changing the sanction regime
 

Summary of the types of measures under 1989 (2011) regime 

 

Analytical summary of resolutions introducing sanctions or changing the sanction regime
 

 

b) United Nations Security Council Resolution 1373/2001 (´general anti-terrorist regime´)

Note: Under UNSC Resolution 1373 (2001), no sanctions are adopted at the UN level; its aim is to create a framework within which individual Member States take sanction measures against specific individuals and entities (e.g. autonomous EU sanctions which also apply in Slovakia).

 

And subsequent resolutions: 

 

Resolution UN 1510 (2003)

Resolution UN 1455 (2003)
Resolution UN 1566 (2004) 
Resolution UN 1526 (2004) 
Resolution UN 1617 (2005) 
Resolution UN 1735 (2006) 
Resolution UN 1822 (2008) 
Resolution UN 1904 (2009) 
Resolution UN 1988 (2011) 
Resolution UN 1989 (2011) 
Resolution UN 2082 (2012) 
Resolution UN 2083 (2012) 
Resolution UN 2160 (2014) 
Resolution UN 2161 (2014)
Resolution UN 2170 (2014) 
Resolution UN 2178 (2014) 
Resolution UN 2253 (2015) 
Resolution UN 2255 (2015) 
Resolution UN 2368 (2017) 
Resolution UN 2396 (2017) 
Resolution UN 2462 (2019) 

 

 

c) United Nations Security Council Resolution 1718/2006 (DPRK)

Follow-up resolutions listed chronologically, including a description of the most essential measures required of all Member States 

 

Exemptions from sanctions
 

 

d) United Nations Security Council Resolution 1737/2006 (Iran)

Note: The application of sanctions under this resolution has been suspended by the adoption of UNSC Resolution 2231 (2015) of 20 July 2015.

 

And subsequent resolutions: 

www.un.org/en/ga/search/view_doc.asp?symbol=S/RES/1835(2008)

www.undocs.org/S/RES/2231(2015)

 

In case of an interest you can subscribe to the following link: https://www.un.org/securitycouncil/content/un-sc-consolidated-list#Mailinglist  in order to receive regularly subsequent resolutions by e-mail. 

 

EU sanctions

Under the Common Foreign and Security Policy (CFSP), the EU applies sanctions to achieve specific CFSP objectives. EU sanction (or restrictive measure) refers to a set of enforcement measures – restrictions, orders or prohibitions – introduced to maintain or restore international peace and security, resulting from 1) UN Security Council binding decisions adopted under Chapter VII of the UN Charter or 2) a separate (autonomous) EU decision. EU sanctions can be applied against third countries, non-state actors as well as individuals (such as terrorist groups and terrorists). The role of sanctions is to achieve a change in the activity or policy of the relevant actors, which constitute a fundamental violation of international law or human rights, or non-respect of the rule of law and democratic principles.

 

The objectives of sanctions

The European Union applies sanctions to achieve the specific objectives of the CFSP, which include:

 

  • protection of the common values, independence and integrity of the Union, in accordance with the principles of the UN Charter
  • strengthening the Union's security in all directions
  • peacekeeping and international security in accordance with the principles of the UN Charter, as well as the principles of the Helsinki Final Act and the objectives of the Paris OSCE Charter
  • development of democracy and the rule of law, respect for human rights and fundamental freedoms.

 

The decision-making process in the EU concerning the adoption of sanctions 

The adoption of sanctions is decided by the EU Council, which unanimously adopts the relevant decision, based on Art. 29 of the EU Treaty, expressing that intention. The decision-making process is preceded by the work of the working groups, namely the group responsible for relations with the third country concerned (Regional Working Group), Working party of Foreign Relations Counsellors, (RELEX) and the Committee of Permanent Representatives (COREPER II). In the event that sanctions within the meaning of the Council Decision also relate to areas within the competence of the European Commission, it shall subsequently draft, on the basis of Art. 215 of the Treaty on the Functioning of the EU, a proposal for a regulation which the Council adopts by a qualified majority. EU Council decisions and regulations imposing sanctions or restrictive measures are published in the Official Journal of the EU (thus taking effect).

 

Implementation of sanctions

EU regulations imposing sanctions have a direct effect in EU Member States and Member States themselves are responsible for their application. Anyone in the territory of a Member State, including persons with diplomatic immunity and other diplomatic privileges, as well as foreign business entities that are registered in the Commercial Register or any other equivalent register in the Member State, must comply with the sanctions.

The state authorities of the Slovak Republic supervise compliance with EU legislation in the Slovak Republic and are entitled to sanction violations of EU regulations.

 

Overview of EU restrictive measures

 

 

Last Update Date: 4.10.2019 Create Date: 2.5.2019